大葉大學圖書館 |

Laws and regulations in global financial markets /

紀錄類型:	書目-語言資料,印刷品 : Monograph/item
杜威分類號:	346/.09
書名/作者:	Laws and regulations in global financial markets // Roy Girasa.
作者:	Girasa, Rosario J.,
面頁冊數:	1 online resource.
標題:	Banks and banking, International - Law and legislation.
標題:	Capital market - Law and legislation.
標題:	International finance - Law and legislation.
標題:	Monetary policy.
標題:	LAW / Administrative Law & Regulatory Practice
ISBN:	1137345462 (electronic bk.)
ISBN:	9781137345462 (electronic bk.)
書目註:	Includes bibliographical references and index.
內容註:	Investment adviser regulation -- Regulation of broker-dealers -- Mergers and acquisitions -- Bankruptcy of business enterprises -- Banking regulation and credit rating -- Organizations -- Real estate financing regulations -- Selected topics in insurance regulation -- Consumer protection and personal finance.
摘要、提要註:	The major financial scandals of the past decade, which have been discussed exhaustively in corporate offices by corporate attorneys, and in accounting firms, have led to the passage of massive Congressional enactments in the United States that impact the world of finance. The enactment of the Sarbanes-Oxley Act in 2002, with its significant provisions of 20-year imprisonment for certain offenses, and the conviction of Enron's CEO and other senior executives, finally caught the attention of corporate executives. Laws and Regulations in Global Financial Markets presents students, researchers, and practitioners with an in-depth global analysis of the legal and regulative aspects of corporate financial markets. Readers are introduced to international developments concerning rules and regulations impacting investment advisers and broker-dealers, bankruptcy law, important legal changes influencing banks and credit ratings organizations, real estate regulations, and insurance law. The book concludes with a discussion of personal finance, financial literacy, and federal statutes centered around the subject matter.
電子資源:	http://www.palgraveconnect.com/doifinder/10.1057/9781137345462

Laws and regulations in global financial markets /
Girasa, Rosario J.,

Laws and regulations in global financial markets /Roy Girasa. - 1 online resource.

Includes bibliographical references and index.

Investment adviser regulation -- Regulation of broker-dealers -- Mergers and acquisitions -- Bankruptcy of business enterprises -- Banking regulation and credit rating -- Organizations -- Real estate financing regulations -- Selected topics in insurance regulation -- Consumer protection and personal finance.

The major financial scandals of the past decade, which have been discussed exhaustively in corporate offices by corporate attorneys, and in accounting firms, have led to the passage of massive Congressional enactments in the United States that impact the world of finance. The enactment of the Sarbanes-Oxley Act in 2002, with its significant provisions of 20-year imprisonment for certain offenses, and the conviction of Enron's CEO and other senior executives, finally caught the attention of corporate executives. Laws and Regulations in Global Financial Markets presents students, researchers, and practitioners with an in-depth global analysis of the legal and regulative aspects of corporate financial markets. Readers are introduced to international developments concerning rules and regulations impacting investment advisers and broker-dealers, bankruptcy law, important legal changes influencing banks and credit ratings organizations, real estate regulations, and insurance law. The book concludes with a discussion of personal finance, financial literacy, and federal statutes centered around the subject matter.

ISBN: 1137345462 (electronic bk.)

Source: 683873Palgrave Macmillanhttp://www.palgraveconnect.comSubjects--Topical Terms:

575904
Banks and banking, International
--Law and legislation.Index Terms--Genre/Form:

336502
Electronic books.

LC Class. No.: K4430 / .G57 2013

Dewey Class. No.: 346/.09

Laws and regulations in global financial markets /
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245 1 0 $a Laws and regulations in global financial markets / $c Roy Girasa.
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504 $a Includes bibliographical references and index.
505 0 $a Investment adviser regulation -- Regulation of broker-dealers -- Mergers and acquisitions -- Bankruptcy of business enterprises -- Banking regulation and credit rating -- Organizations -- Real estate financing regulations -- Selected topics in insurance regulation -- Consumer protection and personal finance.
520 $a The major financial scandals of the past decade, which have been discussed exhaustively in corporate offices by corporate attorneys, and in accounting firms, have led to the passage of massive Congressional enactments in the United States that impact the world of finance. The enactment of the Sarbanes-Oxley Act in 2002, with its significant provisions of 20-year imprisonment for certain offenses, and the conviction of Enron's CEO and other senior executives, finally caught the attention of corporate executives. Laws and Regulations in Global Financial Markets presents students, researchers, and practitioners with an in-depth global analysis of the legal and regulative aspects of corporate financial markets. Readers are introduced to international developments concerning rules and regulations impacting investment advisers and broker-dealers, bankruptcy law, important legal changes influencing banks and credit ratings organizations, real estate regulations, and insurance law. The book concludes with a discussion of personal finance, financial literacy, and federal statutes centered around the subject matter.
588 $a Description based on print version record.
650 0 $a Banks and banking, International $x Law and legislation. $3 575904
650 0 $a Capital market $x Law and legislation. $3 341936
650 0 $a International finance $x Law and legislation. $3 495270
650 0 $a Monetary policy. $3 340720
650 7 $a LAW / Administrative Law & Regulatory Practice $2 bisacsh $3 472594
655 4 $a Electronic books. $2 local $3 336502
776 0 8 $i Print version: $a Girasa, Rosario J. $t Laws and regulations in global financial markets $z 9781137346520 $w (DLC) 2013028666 $w (OCoLC)853313648
856 4 0 $3 Palgrave Connect $u http://www.palgraveconnect.com/doifinder/10.1057/9781137345462